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Explain why the sarbanes-oxley act was enacted

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Reference no: EM131494303

Question: 1. Explain which securities are exempt from regulation under the Securities and Exchange Acts.

2. Explain why the Sarbanes-Oxley Act was enacted and what does it provide?

3. The City of Chicago issued bonds to finance its general operations. Must these bonds be registered under the Securities and Exchange Acts?

Reference no: EM131494303

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