Reference no: EM132459994
Question 1: Analyze the roles and responsibilities of financial managers in confirming compliance with federal and shareholder requirements
Question 2: Differentiate between various financial markets and institutions by comparing and contrasting options when selecting appropriate private and corporate investments
Your submission must address the following critical elements:
I. Analyze Roles and Responsibilities for Compliance
A. Examine the types of decisions financial managers make. How are these decisions related to the primary objective of financial managers?
B. Analyze the various ethical issues a financial manager could potentially face and how these could be handled.
C. Compare and contrast the different federal safeguards that are in place to reduce financial reporting abuse. Why are these considered
appropriate safeguards?
II. Investment Options
A. If a private company is "going public," what does this mean, and how would the company do this? What are the advantages of doing this? Do you see any disadvantages? If so, what are they?
B. How do the largest U.S. stock markets differ? Out of those choices, which would be the smartest private investment option, in your opinion? Why?
C. Compare and contrast the various investment products that are available and the types of institutions that sell them
Attachment:- compliance.rar