Which steps should you not take to rectify the issue

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Problem

During an audit of your brokerage, it is discovered that numerous client files have not been updated with recent address changes. As a broker, you are aware of the role of the Financial Services Regulatory Authority of Ontario (FSRA) in ensuring compliance with insurance laws, including maintaining accurate client records. Get the instant assignment help. Which steps should you not take to rectify this issue in accordance with regulatory requirements?

Reference no: EM133926925

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