Solution-Talk about ethical issues in financial

Talk about ethical issues in financial advising-planning

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Reference no: EM132481570

In this request, I'm asking for you to talk about ethical issues in Financial Advising/Planning

Explain (in detail please) the specific dilemma:

how did it arise;
how is it identified/characterized?
who is involved: identify the main parties, groups, or individuals, and how they relate to the issue at hand.
how is it discussed: in the news or in public; professional publications; in education/at what level?

A few possible things to talk about

Financial advisors manage assets and money matters for individuals who often have less knowledge and savvy about the markets and finance in general.
This opens the door for bad actors to take advantage of unsuspecting clients, leading to unethical practices.
Some ethical issues revolve around placing clients in suitable investments that may not generate as much income for advisers,
Many credentialing bodies and regulatory agencies have imposed ethical codes and compliance standards to help keep advisers above board.

Reference no: EM132481570

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Talk about ethical issues in financial advising-planning

Reference no: EM132481570

Reference no: EM132481570

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