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Options for a responsible manager

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Reference no: EM132616702

RG105 provides a number of options for a Responsible Manager to demonstrate knowledge and skills.

Describe:

a) How could an applicant meet the requirement to demonstrate "relevant experience"?

b) Which applicants might require individual assessment and why?

c) How might an applicant locate an authorised assessor to carry out an individual assessment?

(Describe the key features of: relevant regulation pertaining to the financial services industry).

Reference no: EM132616702

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