Explain the law from the very beginning

Assignment Help Business Management

Reference no: EM133582538

Assignment: Current Event Research Paper

One of the best things about studying securities regulation is that the topic is often in the news. Every day, a company chooses to go public, an executive at a public company is charged with violating anti-fraud provisions, or company is investigated for bribing foreign government officials. This assignment asks that you choose one current event relevant to any of the topics we cover in the course and write a research paper describing what happened, the relevant law, and the significance of the story for the industry, the company, the law, and/or you.

How to choose your current event:

The current event must have been in the news within the last year. To find a topic of interest, read the news (The Wall Street Journal, The Economist, Financial Times), visit the SEC's website for press releases, or read some of the many blogs on securities regulation, white-collar crime, or corruption. You can also follow the SEC on Twitter. Once you find a news story, research it more deeply, including the relevant law. Your story does not have to be a case that has gone to court already. It can be an investigation, a proposed new rule or regulation, or any other story that touches the legal issues we study.

What to include in your paper:

1. A detailed description of the current event.

2. A detailed discussion of the relevant law - explain the law from the very beginning, as if your reader knows nothing about the topic; this is how you demonstrate your understanding of the law.

3. An analysis of the current event - Why is it important to the industry? What companies will care about this news story? What will its impact be? Who will win? Why? You can choose to answer any or all these questions (or any other question). The goal is to demonstrate meaningful application of facts to the law and deep thinking about the issues presented by the news story.

Topics covered in the course

• Introduction to Securities Markets and Regulation
• Definition of Security
• Materiality
• Registration of Securities Offerings
• Exemptions from Securities Act Registration
• Securities Act Liability
• Secondary and Other Postoffering Distributions
• Securities Exchange Act of 1934
• Rule 10b- 5
• Insider Trading
• Regulation of Securities Industry
• Public Enforcement
• U.S. Regulation of Cross- Border Securities Transactions.

Reference no: EM133582538

Questions Cloud

Define expatriate failure in one sentence : Define expatriate failure in one sentence. List one factor in bullet form that may impact an expatriate's intention to stay or leave an assignment.

What factors did you consider in making your decision : Will you choose the traditional 401k or the Roth 401k? What factor did you consider in making your decision? What percentage of your salary will you contribute?

Discuss at least 3 general purposes of the health assessment : Discuss at least 3 general purposes of the health assessment in your own words. Be specific.

Explain how michael porters five forces framework can help : ICT700 Introduction To Business Information Systems - How would knowledge of his competitive strategy help his sales and marketing efforts?

Explain the law from the very beginning : Explain the law from the very beginning, as if your reader knows nothing about the topic; this is how you demonstrate your understanding of the law.

Advantages-disadvantages of performance management systems : Describes the advantages and disadvantages of performance management systems.

Social and environmental sustainability suggestion : Define and list an Economic, a Social and an Environmental sustainability suggestion(s) in your discussion post

What is your understanding of his concept : Julie Sweet introduces proximity imperative in this interview. What is your understanding of his concept and why is it crucial in a business setting?

What should holly do to ensure that her results consist : What should Holly do to ensure that her results consist solely of scholarly articles? Holly is using an online database to search for scholarly articles

User Account

All Pages