Explain roles and responsibilities for compliance

Assignment Help Corporate Finance
Reference no: EM131478498

Assignemnt: Principles of Finance

Business professionals typically need to demonstrate a core set of financial knowledge to earn the job and to succeed on a job. For this part of the assessment, you will be given a scenario in which you are asked to illustrate your financial management knowledge. This part of the final project addresses the following course outcomes:

• Analyze the roles and responsibilities of financial managers in confirming compliance with federal and shareholder requirements.

• Differentiate between various financial markets and institutions by comparing and contrasting options when selecting appropriate private and corporate investments

Part I Prompt: You have completed an internship in the finance division of a fast-growing information technology corporation. Your boss, the financial manager, is considering hiring you for a full-time job. He first wants to evaluate your financial knowledge and has provided you with a short examination. When composing your answers to this employment examination, ensure that they are cohesive and read like a short essay. Your submission must address the following critical elements:

I. Analyze Roles and Responsibilities for Compliance

A. Examine the types of decisions financial managers make. How are these decisions related to the primary objective of financial managers?

B. Analyze the various ethical issues a financial manager could potentially face and how these could be handled.

C. Compare and contrast the different federal safeguards that are in place to reduce financial reporting abuse. Why are these considered appropriate safeguards?

II. Investment Options

A. If a private company is "going public," what does this mean, and how would the company do this? What are the advantages of doing this? Do you see any disadvantages? If so, what are they?

B. How do the largest U.S. stock markets differ? Out of those choices, which would be the smartest private investment option, in your opinion? Why?

C. Compare and contrast the various investment products that are available and the types of institutions that sell them.

Guidelines for Submission: Ensure that your employment examination is submitted as one comprehensive and cohesive short essay. It should use double spacing, 12-point Times New Roman font, and one-inch margins. Citations should be formatted according to APA style.

Reference no: EM131478498

Questions Cloud

Does your state lean republican or democrat : Describe your state. What are its major cities? Is it predominantly rural or urban? Does your state have important industry, finance, and tourist centers?
Describe how credit risk embedded in corporate debt : Summarize three measures that the ISDA undertook to mitigate the credit risk inherent in OTC derivatives.
Identify and assess the type of evidence : Identify and explain one argument (pro or con) related to the chosen issue; either summarize an existing argument or construct an original one.
Describe the determinants of cva for both counter parties : Using a vanilla interest-rate swap, describe the determinants of CVA for both counter parties.
Explain roles and responsibilities for compliance : Explain Roles and Responsibilities for Compliance. Analyze the various ethical issues a financial manager could potentially face and how these could be handled.
Write a letter to your congressional representitive : Write a letter to your congressional representitive regarding a specific piece of legislative policy constituent service.
Describe the circumstances leading to including cva : Describe the circumstances leading to including CVA in the Basel III Accord and how the CVA requirement might be expected to alleviate future problems.
Analyze the major effects that relative interest : "Exchange Rate and Transaction and Translation Exposure"- Analyze major effects that relative interest and inflation rates could have on a country's currency.
How the appraisal mechanism is tied to a job analysis : Performance management is a systematic process that entails planning work, setting expectations, monitoring outcomes, developing capability.

Reviews

Write a Review

Corporate Finance Questions & Answers

  Pricing of follow-up rounds

How does your answer to 5b change if Vulture Ventures made a pro-rata investment - Pricing of follow-up rounds and the right of first refusal

  Compute cost depletion for the first two years

Estimates of the amount of ore held by the mine at the end of the first year were revised to 670,000 tons. Compute cost depletion for the first two years.

  Find the conversion price of stock

The tsetsekos Corporation was considering to finance an expansion. The principal executives of the c orporation  all agreed that an industrial company such as theirs should finance growth by means of common stock rather than by debt.

  What is the value of the companys inventory at year end

What is the value of the company's inventory at year end? What was the amount of cost of goods sold for the year? What income statement format does the company use? Explain.

  Computation of break even number of students of a

computation of break even number of students of a college.houghton college is planning to begin a new graduate degree

  What is a firms intrinsic value and its current stock price

What is a firm's intrinsic value? its current stock price?is the stocks "true" long run value more closely related to its intrinsic value or to its current price?

  Explain the process to find better buy

Given that you know risk as well as expected return for 2 stocks, explain the process you might utilize to find which of the two stocks is a better purchase.

  What motivates governments to establish so many guarantee

Specify the type of traded goods for which forfaiting is applied ? What is countertrade?- What motivates governments to establish so many guarantee and insurance schemes to aid international trade?

  How each factor will impact determination of a freight rate

Seven economic drivers that influence transportation cost were presented. Select a specific product and discuss how each factor will impact determination of a freight rate.

  What is the nominal interest rate on the loan

What is the firm's cash conversion cycle and how many times per year is the firms inventory turnover, if sales are $4,000,000 per year?

  Compute the free cash flow

Performing a financial analysis through the use of ratios and computing the free cash flow for the most recent year for which information could be found

  Do some research on adjustable rate mortgages

Do some research on adjustable rate mortgages. One source is Freddie Mac's Annual ARM Survey.- Since 2009, when ARMs were 3 percent of prime mortgages, has this percentage remained low or risen?

Free Assignment Quote

Assured A++ Grade

Get guaranteed satisfaction & time on delivery in every assignment order you paid with us! We ensure premium quality solution document along with free turntin report!

All rights reserved! Copyrights ©2019-2020 ExpertsMind IT Educational Pvt Ltd