Difference between introducing broker and associated person

Assignment Help Finance Basics
Reference no: EM131325942

U.S. federal law regulates some futures market participants, even though they do not directly participate in trading.

Explain the difference between an introducing broker, a commodity trading advisor, a commodity pool operator, and an associated person.

Reference no: EM131325942

Questions Cloud

At what price would you get a margin call : The initial margin requirement is $3,375 and the maintenance margin requirement is $2,500. Suppose that you bought a contract at $27.42, putting up the initial margin. At what price would you get a margin call?
Compare cash settlement with physical settlement : Compare and contrast cash settlement with physical settlement ? Identify the typical characteristics of a forward market trader.
Create an agenda for a team meeting : Draw from your own experience working within a group with the goal of achieving a specific task. You may use your experience as a student working in a group, or develop a plan for a future learning team.Include specific items requiring group discu..
Evaluation of various sociological schools of crime : Siegel explores the relationship between "crime and criminology" (2015). After reading this chapter, provide a detailed "evaluation of various sociological schools of crime causation, as well as the theories associated with each time period."
Difference between introducing broker and associated person : Explain the difference between an introducing broker, a commodity trading advisor, a commodity pool operator, and an associated person.
Very generous employee stock purchase program : You work for a technology firm that offers a very generous employee stock purchase program as a benefit; you can but as much stock as you want and your employer will pay half the price.
Focus on today and we are not promised tomorrow : Jesus told us not to worry about tomorrow because we are to focus on today and we are not promised tomorrow. (Mt. 6:34) Does this mean we should spend as much as we want and not save any for the future? Explain.
Identify an area of social change in your community : Identify an area of social change in your community. You can access it from a website, personal experience, newspaper article, or news broadcast. Apply the movement or needed movement to the 7 C's of Social Change and Barbara J. Love article.
What is a backwardation market : What is a contango market? How do we interpret the cost of carry in a contango market? What is a backwardation market? How do we explain the cost of carry in a backwardation market?

Reviews

Write a Review

Finance Basics Questions & Answers

  Financial reporting and analysis

Finance is about Gunns Ltd, a company in dealing with forestry products in Australia. The company has also been listed in Australian Stock Exchange. As many companies producing forestry products, even Gunns Ltd is facing various problems. Due to the ..

  A report on financial accounting

This report is specific for a core understanding for Financial Accounting and its relevant factors.

  Describe the types of financial ratios

Describe the types of financial ratios and other financial performance measures that are used during venture's successful life cycle.

  Differences between sole proprietorship and corporation

Briefly describe the major differences between a sole proprietorship and a corporation

  Prepare a cash budget statement

Calculate the expected value of the apartment in 20 years' time. What is the mortgage loan repayment at the beginning of each month

  What are the implied interest rates

What are the implied interest rates in Europe and the U.S.?

  State pricing theory and no-arbitrage pricing theory

State pricing theory and no-arbitrage pricing theory

  Small business administration

Identify the likely stage for each venture and describe the type of financing each venture is likely to be seeking and identify potential sources for that financing.

  Effect of financial leverage

The Effect of Financial Leverage and working capital management

  Evaluate the basis for the payment to the lender

Evaluate the basis for the payment to the lender and basis for the payment to the company-counterparty.

  Importance of opps, ipps, mpfs and dmepos

Research and discuss the differences and importance of : OPPS, IPPS, MPFS and DMEPOS.

  Time value of money

Time Value of Money project

Free Assignment Quote

Assured A++ Grade

Get guaranteed satisfaction & time on delivery in every assignment order you paid with us! We ensure premium quality solution document along with free turntin report!

All rights reserved! Copyrights ©2019-2020 ExpertsMind IT Educational Pvt Ltd