Reference no: EM132522193
Question 1: Briefly explain spoofing or insider trading (whichever one you have chosen) and why it is illegal (e.g., effect on business, society);
Question 2: What is the specific statute and/or regulation violated by this conduct?
Question 3: Identify the SEC case you have selected and provide a link to the case;
Question 4: Describe the violation illustrated by the case, e.g. Who are the parties? What did the violator(s) do that constituted spoofing or insider trading? Who was harmed by the violation?
Question 5: What is the ethical framework you observe was followed by the violator(s) in committing the illegal conduct? (Explain.)
Question 6: Explain how the case was resolved, e.g., What happened to the violator(s)? What were the penalties levied against the violator(s), if any?
Question 7: Do you believe the result is a just resolution of the violation? Why or why not?
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