Brokerage agreement is carried out

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Reference no: EM133432466

Questions:

a. From a legal and administrative point of View, why is it important to conclude an intermediation contract with a brokerage house?

b. What are the rights and obligations that the investor acquires when signing the brokerage contract with the brokerage house?

c. What would happen if Ia transaction not foreseen in the brokerage agreement is carried out?

Reference no: EM133432466

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