How the work in that role would make that person a fiduciary

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Reference no: EM133407947

Question: The functional test-"if it walks/talks like a duck, it is a duck"-for establishing fiduciary status under ERISA gives many anxiety because of the possible consequences for breaches of ERISA duties and responsibilities. Wealth managers are the classic example of a role that walk a fine line between providing financial advice to their clients and becoming a fiduciary for ERISA purposes. What are some other roles that you believe may fall within the ERISA fiduciary scope? In answering, please provide the title of the role, a description of the work, and how the work in that role would make that person a fiduciary.

Reference no: EM133407947

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