Reference no: EM133856889
Question
An attorney assigned her legal secretary, Will, to manage her client trust account. Attorney Brown gave Will extensive, detailed instructions about the kinds of records to keep, the kinds of funds that must be deposited, and the kinds of permissible withdrawals that could be made. The attorney had complete faith in Will's ability and honesty, and therefore did not supervise Will's management of the client trust account. Three years later, during an audit, it was discovered that on 15 different occasions during that period, the account balance fell below the amount that should have been there. The attorney was unaware of these occasions until she received a copy of the audit. Is the attorney subject to discipline?
Yes, because the attorney did not adequately supervise Will, her secretary.
No, because the attorney took reasonable steps to train Will, her legal secretary, and did not realize that the balance had fallen below the proper level.
No, because the attorney did not have actual knowledge that Will, her secretary, was not performing the account management function properly.
No, because Will promised to take care of the accounts properly.