Analyze ethical violations of the company you researched

Assignment Help Risk Management
Reference no: EM131164801

High-risk Investments

For this assignment, use the Internet to research high-risk investment brokerage firms (United States) that have been indicted or convicted of ethical violations to provide insight and understanding of this market segment.

Write a six to eight page paper in which you:

• Explain why investors may be attracted to high-risk investments such as exchange-traded derivatives, global funds, and other complex investment vehicles.

• Analyze the risk associated with exchange-traded derivatives, such as futures and options, and what brokers might do to minimize the risk to investors.

• Discuss the challenges related to regulating a complex global financial firm and make suggestions for regulatory improvements.

• Analyze the ethical violations of the company you researched.

• Discuss the consequences that you believe to be appropriate for the senior management of the firm you researched and the implications for brokers trading in high-risk investments.

• Create a scenario where you believe the use of high-risk investments would be beneficial for the investor. Provide support for your rationale.

• Use four external resources to support your work. Note: Wikipedia and other Websites do not qualify as academic resources.

Your assignment must follow these formatting requirements:

• Be typed, double spaced, using Times New Roman font (size 12), with one-inch margins on all sides; references must follow APA or school-specific format. Check with your professor for any additional instructions.

• Include a cover page containing the title of the assignment, the student's name, the professor's name, the course title, and the date. The cover page and the reference page are not included in the required page length.

The specific course learning outcomes associated with this assignment are:

• Analyze the derivatives market and determine the use of derivatives to efficiently manage investment risks in an investment portfolio.
• Use technology and information resources to research issues in corporate investment analysis.
• Write clearly and concisely about corporate investment analysis using proper writing mechanics.

Reference no: EM131164801

Questions Cloud

Learning to keep learning : In an article titled "Learning To Keep Learning" in the New York Times, dated December 13, 2006, Thomas L. Friedman states:
Discuss the politics involved with the budgetary process : Case Study: Death of a Spy Satellite Program, Explain how the budgetary constraints led to the outcome of the case and Discuss the politics involved with the budgetary process
Discuss important financial and other facts about company : Discuss important financial and other facts about the company from its SEC filings- How successful was the IPO in raising capital?
Strategy of embracing the past : "A strategy of embracing the past will probably become increasingly ineffective over the next few decades. Better for most of us to start learning now how to cope with change, to develop whatever leadership potential we have, and to help our organ..
Analyze ethical violations of the company you researched : Analyze the ethical violations of the company you researched. Discuss the consequences that you believe to be appropriate for the senior management of the firm you researched and the implications for brokers trading in high-risk investments.
Why founding families hold concentrated ownership : Discuss why founding families hold concentrated ownership stakes in a publicly traded firm. describe the potential distortions that such holdings may introduce in firm behaviour
What impact may they have on your daily life : Discuss some of the emerging trends in information technology (e.g. computer hardware, software, data analysis). What impact may they have on your daily life
What are the velocities and accelerations at the end points : The oscillating drive-arm in Figure P2.9 has the maximum operating angle p/6. For a relatively short guide way, the reciprocating output stroke is large and it follows a straight line.
Discuss the diseases gerd and copd : Discuss the diseases GERD and COPD.  - Identify what each eponym stands for, the system that each affects, how they are treated, and the type of specialist that treats them.

Reviews

Write a Review

Risk Management Questions & Answers

  Determine percentage of nikkei return that your firm offer

Determine the percentage of the Nikkei return that your firm should offer to cover its costs. Your firm would then set the percentage offered at less than this.

  What you mean by country risk in context of credit portfolio

Do you agree with the statement that sector or name concentration pays off in equities but not in credit? Explain with reasons. What do you mean by country risk in the context of a credit portfolio?

  Minimize cash flow risk

Companys main objective is to minimize cash flow risk and explain what the company- Explain what the company should do.

  How would you describe the organisations risk environment

Organize your responses using the format below: Entity's Objective Specific Risk Risk Ranking/ Justification Risk Response Control ctivity Case Study - How would you describe the organisations risk environment

  Determine the market value of the equity

Determine the market value of the equity and the continuously compounded yield on the bond. (Use the spreadsheet BSMbin8e.xls for calculations.)

  Determine a type of risk inherent to completing a project

If you determine a type of risk inherent to completing a project, how will you respond to the situation? Move out of the project immediately or analyze the risk and begin taking steps to respond to the risk. Discuss

  You are considering buying or leasing a new latest bmw

you are considering buying or leasing a new latest bmw model.the dealer offers you the following terms on a leasedown

  What is the importance of corporate governance

How would you conduct management analysis of a corporate customer? What is the importance of corporate governance?

  Financial reporting to the risks of material misstatement

Explain how the following practices impacted the collapses of many finance companies. Citing the appropriate International Standards on Auditing explain also how they in turn exposed the companies' financial reporting to the risks of material miss..

  Calculate the first net payment on the swap

Determine the fixed rate on the swap. Calculate the first net payment on the swap. Assume that it is now 30 days into the life of the swap. The new term structure of LIBOR is as follows:

  1 life insurance - identify two uses and two

1. life insurance - identify two uses and two characteristics of term whole life universal life and variable universal

  Do the benefits of vaccinationoutweigh the risks

Using the research topic: Do the benefits of vaccinationoutweigh the risks? 1. Find 10 sources of information and write about the complete citation for each.Try to complete a set of other sources that is as diverse as possible.

Free Assignment Quote

Assured A++ Grade

Get guaranteed satisfaction & time on delivery in every assignment order you paid with us! We ensure premium quality solution document along with free turntin report!

All rights reserved! Copyrights ©2019-2020 ExpertsMind IT Educational Pvt Ltd