Sec reporting implications, Financial Accounting

SEC reporting implications

i) Potentially inaccurate reporting of executive compensation in proxy statements and annual reports

ii) Potential violation of securities and Law for executive officers and directors with Section 16 (a) of the Securities and exchange Act of 1934. Required to report on form 4

iii) Potential false or misleading disclosures about the company's stock option plan in periodic reports filed with the SEC - Failure to disclose the practice of backdating may violate securities and laws against false or misleading disclosures

iv) Potential false Section 302 certifications - Principal and financial executives are needed to sign certifications in annual and quarterly reports certifying that among other things that report filed with the SEC doesn't include any false statements of amaterial fact or state material facts essential in order to make the disclosures not misleading.

Posted Date: 8/19/2013 2:23:30 AM | Location : United States

Related Discussions:- Sec reporting implications, Assignment Help, Ask Question on Sec reporting implications, Get Answer, Expert's Help, Sec reporting implications Discussions

Write discussion on Sec reporting implications
Your posts are moderated
Related Questions
for a typical manufacturing company, the most common critical point for recognizing revenue is the date a an order is recieved b. production is completed c the product is delievere

Q. Report on the management of foreign trade risks? Your company is probable to face three types of risk in connection with its foreign trade. These are as: (1) Foreign exch

Terms of Trade Doe Ltd must negotiate agreed terms of trade with its customers in order to encourage prompter payment. These terms of trade may tender discounts for early paymen

Omission to do something which a reasonable man, guided by those ordinary considerations that ordinarily regulate human affairs, would do or doing of something that a reasonable an

a) What will be the value of every of these bonds when the going rate of interest is 12%? Suppose that there is only one more interest payment to be made on Bond S. Round your answ

Dividends During the year, the company paid a dividend of Sh.2 per share on the ordinary share s outstanding and Sh.1 on the preference shares outstanding. The company is now pr

Application Information The application must include information as to: The full name of the deceased; The death and place of his death; Whether or not the decease

The Budvar Company purchases parts from a foreign customer on December 1, Year 1, with payment of 20,000 crowns 20,000 crowns to be made on March 1, Year 2.  Budvar enters into a f


Remedies available to beneficiary 1) Injunction - to prevent unauthorised action by trustees; 2) Personal action - a trustee is only liable for his own acts and defaul