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Anita is a financial planner who advertises in the local newspaper. As a result of seeing the advertisement Cameron arranges a 1-hour appointment with Anita. Cameron has a fixed sum of money to invest and is seeking a safe but profitable investment. Much of the interview is taken up with discussing the Financial Services Guide (FSG) and only a minimum of Cameron's personal details is obtained. At this meeting Anita handed Cameron her business card, which described her as an "Independent Financial Planner". Cameron was particularly impressed with the fact that Anita received a fee for service; he regarded this as a sign of independence.
However, what Cameron didn't know and wasn't told, was:
• that the company whose products Anita mainly recommended had an on-going "soft dollar" arrangement with her. She would receive free advertising in their monthly publication sent out to all clients and free access to the research database used by that company
• that Anita is an authorised representative of Financial Mismanagement Australasia Pty Ltd
Cameron is handed 4 Product Disclosure Statements and over the next few weeks makes several telephone calls to Anita requesting clarification of some aspects. Cameron then calls at Anita's office with the applications and cheques completed. Anita at this stage realises that he has not completed her disclosure requirements and attempts to rectify the situation by forwarding a Statement of Advice.
Discuss all the legal issues raised in this problem, including statutory and common law issues.
Complete the System Comparison Matrix, the 200- to 300-word response on controversial issues in the juvenile court system, and the selection of your final project position in Appendix D.
Luke asks an acquaintance Steve if he'll come help him work on his boat this Saturday. Steve is very busy, but says it will take $200 for him to pass up on some other jobs. Luke agrees to the terms. Do Luke and Steve have a contract
The chief defends on the basis that it is legitimate decision because white firefighters would not want to sleep in the same bed in which a black fire fighter slept - Is this legal under Title VII Explain
In this case, however, the studios objected when CleanFlicks edited the films and sold the altered versions directly to consumers. Similarly, CleanFlicks made unauthorized copies of the studios' DVDs to edit the films, but objected when others mad..
Argue for or against the future direction of the Ukraine on an ethical basis. Should Ukraine go back to its historical association with Russia, or into a collection of big money countries in the European Union? Use Smeltzer and Jennings's article as ..
The question for discussion this week is simple: is U.S. policy employing the use of UAVs to conduct lethal strikes legal under international and domestic law, and is it effective?
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Ordinary man has wrong information about insurance. Using simple words explain what you understand by the term insurance. I will only accept detailed answers.
Gangs are a key issue for law enforcement officials and a major social problem. They are organized in a particular fashion and engage in a variety of criminal activities. Discuss the various crimes conducted by this gang
List the elements of the crime and facts that establish each element. Provide a specific law for the charge. List the state where the law is effective.
Regarding the third category, that is still voluntary in almost all cases, though there is information sharing in particular industry groups.
terrorism plots against the united states have caused the government to create the department of homeland security with
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