Which action would most likely violate the standard

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Which action would most likely violate the standard on suitability for an investment professional managing individual portfolios?

A. Obtaining information on that part of the client's portfolio managed by the investment professional and not on any assets invested elsewhere, as those are out of the control of the investment manager.
B. Drafting a written investment performance statement (IPS) that addresses the client's risk tolerance, return requirements, and investment constraints.
C. Updating the client's financial circumstances and IPS on a regular basis.

 

Reference no: EM13269810

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