+1-415-670-9189
info@expertsmind.com
Questions on business law and ethics
Course:- Business Law and Ethics
Reference No.:- EM13226




Assignment Help
Expertsmind Rated 4.9 / 5 based on 47215 reviews.
Review Site
Assignment Help >> Business Law and Ethics

1. Give five illustration of securities that are exempted from the registration provisions of the 1933 Act.

2. In the above case involving Donna, what is necessary for her to prove a Section 12(2) case involving misstatement of material facts in a prospectus?

3. Donna invests in Slick Co. stock. Donna seeks to recover damages when it is discovered that Slick's registration statement contains false information. What is required for Donna to recover for the false statements made by Slick?

4. Irv, a custodian at Gargantuan Corp., was dusting a corporate executive's desk one evening when he discovered and read an interesting report containing information that was not available to the investing public. The information was such that if it were available to the investing public, the price and value of gargantuan stock would soar. Irv informed his friend, Simone, of what he had read in the document. Simone then purchased 100 shares of gargantuan stock from Cletus, without telling Cletus the information given to her by Irv. When this information ultimately was made available to the investing public, the value of gargantuan stock indeed soared. Simone resold, at a substantial profit, the 100 shares she had purchased from Cletus. Cletus thereafter sued Simone in an attempt to recover the profit Simone had made. Simone denied any liability to Cletus, claiming that because she was not an director, officer. or employee of Gargantuan, she had done nothing wrong. Is Simone liable to Cletus? Why or why not?

5. Bill's broker strongly advised Bill to buy Glutton Co. stock. The broker does not tell Bill that his brokerage firm has taken a huge stake in the stock. Show Bill's case against the brokerage firm under Rule 10b-5 under the Securities Act of 1934.




Put your comment
 
Minimize


Ask Question & Get Answers from Experts
Browse some more (Business Law and Ethics) Materials
The Safe Stop Co. was a brake manufacturing company. It experienced great financial difficulties in the fall of 2007. It had a chance to obtain the patent rights to a n
In a 250-300 word essay, discuss the advantages and disadvantages of interpreting mixed methods data, and give examples of the possibility of bias affecting the results in t
Discuss: What are some global trends in business-to-business e-commerce? What is its long-term impact on competitive advantage in the international marketplace?  Post an origi
BUSN9123 PRINCIPLES OF COMMERCIAL LAW ASSIGNMENT. Piers and Thui with a group of their friends have decided to go skiing. Piers wishes to take an action for damages for the pe
Does Wendy have a solid basis for suing Derek for her injuries? Who might be liable to Paul Pedestrian? What types of damages could Wendy recover? If Wendy sues Derek, in wh
It is not possible to give effect to informal trusts of land. Paul v Constance [1976] EWCA Civ 2 established that effect could be given to informal trusts of personal proper
Given what you've read in this article, write a HIPAA-compliant Release of Information Policy and Procedure for Faxing Protected Health Information. Also compose a memo to a
Dissenting opinions: Any dissenting opinions, and an explanation of what they were and why they were raised Address the following questions:?What is relevant evidence? Explai